| Advisor Profile |
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| Name: |
David Buss |
| Phone Number: |
(213) 784-6595 |
| Website: |
Visit Website
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ADV Form II Link:
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| Request More Information |
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| To contact this advisor or to receive more information, please call the phone number or visit the website listed above. |
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| Prepared By: |
David Buss |
Frequently Asked Questions |
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| Q. |
Do you have a customer satisfaction or refund policy? |
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| Q. |
What are your qualifications? What is your education background? |
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I have over 20 years experience in the Financial Services Industry helping many people achieve their financial goals. I have an M.B.A. from U.C.L.A. helping me select premium investments. I have over 10 years experience as an Army Officer successfully leading many soldiers safely through intense, threatening situations. |
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| Q. |
What is your approach to financial planning? |
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I develop a financial plan with you to achieve clearly defined goals. Next you and I create an investment plan which strives to fulfill your financial goals. We implement your plans providing you diversified, suitable investments. We monitor and modify your investment portfolio as necessary. |
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| Q. |
What services do you offer? |
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Financial planning to develop clear attainable goals which are the first step to success; Financial Analysis of choices you are considering to help optimize your decisions; Investment Management of your financial portfolio that provides for your financial safety and comfort |
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| Q. |
How many clients do you currently manage? |
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| Q. |
Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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Either hourly or fee based on assets under management |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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My firm buys and sells investments within guidance provided by each client |
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| Q. |
Do you offer any guaranteed results? |
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The only investment guarantees enjoyed by my clients are those provided by the United States Government which is the best guarantor in the world. |
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| Q. |
How much risk should I be willing to take? |
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You should only take the level of risk that you are comfortable with as well as the level of risk that will help you attain the financial goals you have set for yourself. |
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| Q. |
Have you ever been charged with any breaches? |
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| Q. |
What services do you provide? What are your specialties? |
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Financial planning to develop clear attainable goals which are the first step to success; Financial Analysis of choices you are considering to help optimize your decisions; Investment Management of your financial portfolio that provides for your financial safety and comfort |
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| Q. |
What is your experience? How many clients do you currently manage? |
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I have over 20 years experience in the Financial Services Industry helping many people achieve their financial goals. I have an M.B.A. from U.C.L.A. helping me select premium investments. I have over 10 years experience as an Army Officer successfully leading many soldiers safely through intense, threatening situations. |
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| Q. |
What financial institution(s) do you represent? |
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I work directly for my clients. I do not have any relationships which could potentially conflict with my clients' best interests. |
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| Q. |
How do you charge for your services? |
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Hourly or a fee based on the assets under management,quarterly |
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| Q. |
Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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Because I am trustworthy and ethical giving you greater comfort. I have over 20 years of investment advisor experience successfully navigating different market conditions for my clients. I have an M.B.A. from U.C.L.A., giving me greater insight into market movements to better select investments for you. I am better than most people at helping you achieve financial independence. |
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| Q. |
What are your qualifications? |
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I have over 20 years experience in the Financial Services Industry helping many people achieve their financial goals. I have an M.B.A. from U.C.L.A. helping me select premium investments. I have over 10 years experience as an Army Officer successfully leading many soldiers safely through intense, threatening situations. |
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| Q. |
What is your approach to 401 K plan rollovers? |
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I develop a financial plan with you to achieve clearly defined goals. Next you and I create an investment plan which strives to fulfill your financial goals. We implement your plans providing you diversified, suitable investments. We monitor and modify your investment portfolio as necessary. |
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| Q. |
How long does the process of rolling over a 401K plan usually take? |
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| Q. |
What financial institutions do you represent? |
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I work directly for my clients. I do not have any relationships which could potentially conflict with my clients' best interests. |
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| Q. |
How many years of experience do you have? |
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I have over 20 years experience in the Financial Services Industry helping many people achieve their financial goals. I have an M.B.A. from U.C.L.A. helping me select premium investments. I have over 10 years experience as an Army Officer successfully leading many soldiers safely through intense, threatening situations. |
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What are your fees for this service? |
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Either hourly or a fee based on the assets I manage for you. |
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| Q. |
How many 401K rollover clients do you currently manage? |
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Over 50 clients currently |
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| Q. |
Why should I roll over my 401K plan to your firm? |
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Because I am trustworthy and ethical giving you greater comfort. I have over 20 years of investment advisor experience successfully navigating different market conditions for my clients. I have an M.B.A. from U.C.L.A., giving me greater insight into market movements to better select investments for you. I am better than most people at helping you achieve financial independence. |
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| Q. |
Do you provide a free initial consultation? |
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