| Advisor Profile |
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| Name: |
Matt Brann, CFA |
| Phone Number: |
(214) 556-3106 |
| Website: |
Visit Website
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| Request More Information |
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| To contact this advisor or to receive more information, please call the phone number or visit the website listed above. |
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| Prepared By: |
Matt Brann, CFA |
Frequently Asked Questions |
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| Q. |
Do you have a customer satisfaction or refund policy? |
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We take great pride in providing world-class customer service, however, if any situation arises that causes a client close their account before the end of a billing period for any customer satisfaction issues, we will not charge for the current quarter. We do not, however, offer refunds for prior quarters of management.
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What are your qualifications? What is your education background? |
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In addition to 7 different industry licenses, I hold the Chartered Financial Analyst (CFA)designation. I have a bachelor's degree in History from Brigham Young University and a Master's of Science in Investment Management from Boston University. |
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What is your approach to financial planning? |
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Mosaic Asset Management was founded based on the belief that investment management should be personal. Ultimately, our success is 100% dependent upon helping our clients achieve their financial goals. We focus not only on developing portfolio strategies to meet client specific goals, but also on building meaningful, long-lasting relationships.
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| Q. |
What services do you offer? |
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Retirement planning
College Planning
Debt reduction
Estate planning
401(k)Rollovers
Investment Management
Lump sum distributions
Tax planning
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| Q. |
How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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Fee only. Fees are deducted from account balances on a quarterly basis. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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No. We offer discretionary portfolio management which allows us to make investment decisions in your account when we deem appropriate. |
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| Q. |
Do you offer any guaranteed results? |
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No. While we are confident that our process will provide exceptional investment performance over the long time, we do not offer guaranteed results. |
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| Q. |
How much risk should I be willing to take? |
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We address this on a client by client basis. |
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| Q. |
Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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Asset management, Wealth Advisory & Equity Research |
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| Q. |
What is your experience? How many clients do you currently manage? |
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12 years of financial industry experience. Fewer than 100. |
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What financial institution(s) do you represent? |
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We are not affiliated with any of the major investment houses on Wall Street, however clear our trades and custody client assets with Fidelity Investments. |
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How do you charge for your services? |
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Fee only. Charged quarterly. |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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At Mosaic Asset Management we seek to deliver exceptional long-term investment performance while maintaining a strict focus on capital preservation. We employ a multi-asset class investment philosophy modeled after the endowment funds run by Harvard and Yale. This process has outperformed the S&P 500 by more than 12% a year over the past decade. |
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What are your management fees? |
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What kind of plans do you specialize in? |
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SEP, SIMPLE, & 401(k) plans |
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Do you have a minimum requirement for number of employees or total investment value? |
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What type of plans do you offer? |
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SEP, SIMPLE, & 401(k) plans |
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Do you offer any additional services? |
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Asset Management, Equity Research, Wealth Advisory |
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What are your qualifications? |
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In addition to 7 different industry licenses, I hold the Chartered Financial Analyst (CFA)designation. I have a bachelor's degree in History from Brigham Young University and a Master's of Science in Investment Management from Boston University. |
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What is your approach to 401 K plan rollovers? |
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Mosaic Asset Management was founded based on the belief that investment management should be personal. Ultimately, our success is 100% dependent upon helping our clients achieve their financial goals. We focus not only on developing portfolio strategies to meet client specific goals, but also on building meaningful, long-lasting relationships.
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| Q. |
How long does the process of rolling over a 401K plan usually take? |
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1 - 4 weeks depending upon the situation |
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What financial institutions do you represent? |
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We custody and clear our trades through Fidelity Investments. |
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| Q. |
How many years of experience do you have? |
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What are your fees for this service? |
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There is no fee for this service outside of the asset management fee. |
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| Q. |
How many 401K rollover clients do you currently manage? |
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| Q. |
Do you provide a free initial consultation? |
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